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 Standard New Account Applications


Link to Adobe site Below forms published with Adobe Acrobat (PDF). If necessary, download Adobe Acrobat Reader free from Adobe Systems.

Mail completed documents to:
YORK SECURITIES
160 BROADWAY
EAST BLDG FL 7
NEW YORK, NY 10038

Account Types:

Individual Account:


Mandatory forms:
  1. New Account Application
Optional Forms:
  1. Margin Agreement & Disclosure Statement
    Trade or borrow money through a Margin Account


    For reference only, read the
           • Credit Advance Margin Brochure

  2. Options Agreement
    Trade Put or Call Options

  3. Trusted Contact Person (TCP)
    The TCP is an alternate contact/resource to be designated primarily by senior customers age 65+ (or in limited circumstances, a specified adult age 18+ deemed unable to protect his/her own interests).
    When the firm cannot reach the account owner after multiple attempts, or when it is believed there is diminished mental/physical capacity or a financial exploitation is occurring, the TCP may be contacted, who may then retrieve or relay personal important information on behalf of the customer.

  4. ACH Electronic Funds Transfer Agreement
    Set up the ability to transfer funds to or from your bank account.

  5. Corestone Banking Features Upgrade
    Check writing, debit card, online bill pay.
    (For additional information, see Corestone Section of the Forms Page.)

  6. Account Transfer Form
    Transfer assets or an account from another firm.
Need another form? Visit the Forms page.

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Joint Account:



Mandatory Forms to Submit:
  1. New Account Agreement
Optional Forms:
  1. Margin Agreement & Disclosure Statement
    Trade or borrow money through a Margin Account


    For reference only, read the
           • Credit Advance Margin Brochure

  2. Options Agreement
    Trade Put or Call Options

  3. Trusted Contact Person (TCP)
    The TCP is an alternate contact/resource to be designated primarily by senior customers age 65+ (or in limited circumstances, a specified adult age 18+ deemed unable to protect his/her own interests).
    When the firm cannot reach the account owner after multiple attempts, or when it is believed there is diminished mental/physical capacity or a financial exploitation is occurring, the TCP may be contacted, who may then retrieve or relay personal important information on behalf of the customer.

  4. ACH Electronic Funds Transfer Agreement
    Set up the ability to transfer funds to or from your bank account.

  5. Corestone Banking Features Upgrade
    Check writing, debit card, online bill pay.
    (For additional information, see Corestone Section of the Forms Page.)

  6. Account Transfer Form
    Transfer assets or an account from another firm.
Need another form? Visit the Forms page.

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Custodial (for a minor):



Mandatory Forms to Submit:
  1. New Account Application for a Custodial Account
Optional Forms:
  1. Options Agreement
    Write Covered Call Options

  2. Trusted Contact Person (TCP)
    The TCP is an alternate contact/resource to be designated primarily by senior customers age 65+ (or in limited circumstances, a specified adult age 18+ deemed unable to protect his/her own interests).
    When the firm cannot reach the account owner after multiple attempts, or when it is believed there is diminished mental/physical capacity or a financial exploitation is occurring, the TCP may be contacted, who may then retrieve or relay personal important information on behalf of the customer.

  3. Account Transfer Form
    Transfer assets or an account from another firm.
Need another form? Visit the Forms page.

top of page




Link to Adobe site Above forms published with Adobe Acrobat (PDF). If necessary, download Adobe Acrobat Reader free from Adobe Systems.

Mail completed documents to:
YORK SECURITIES
160 BROADWAY
EAST BLDG FL 7
NEW YORK, NY 10038
 - York Securities, Inc. -