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Commission Schedule:

Sale transactions will include the industry-wide Security Transaction Fee at the rate of $20.70 per $U.S. million. (Fee is in accordance with Section 31 of the Securities Exchange Act of 1934. Rate effective 04/15/2019).

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Margin requirements for margin approved securities:

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Check Writing/Debit Card (Optional Features)

Cash Plus Account:

Cash Plus is an asset management account (AMA) that offers check writing, debit card, and online bill pay.
There is a $60 annual fee charged at inception and upon annual anniversary*. (*Waived for accounts with an average credit balance exceeding $50,000 or an average debit balance exceeding $50,000.)

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Ancillary Fees:

 Inactive Account Fee Details:

   An inactive account would meet the following criteria:
   • The account has had no settled trades subject to a commission or load charge, during the one-year period ending July 15th 2023.
   • The account had margin (debit) interest of less than $100 for the one-year period ending July 15th 2023.

   The following accounts are exempt from inactive account fees:
   • Accounts executing at least one trade (subject to a commission charge) that settles during the one-year period ending July 15th 2023, exclusive of dividend reinvestment trades.
   • Accounts that generated at least $100 of margin (debit) interest during the one-year period ending July 15th 2023.
   • Individual retirement accounts (IRAs), and other qualified retirement plan accounts for which our clearing agent acts as custodian.
   • Accounts that maintain a net cash credit balance of at least $10,000 during the one-year period ending July 15th 2023.
   • New Accounts opened during the one-year period ending July 15th 2023.

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Account Minimums:

  • $500 initial minimum for a cash account.
  • $2000 minimum equity requirement to initiate margin trading. The requirement may be met with cash or marginable securities. In a cash account the anticipated dollar amount of the purchase must be deposited before an order will be accepted.
  • If a withdrawal request is made that would bring the account equity below $500, it shall be considered an intention to close the account. Therefore all securities would need to be liquidated (or disposed of), or transferred, before the cash withdrawal request would be processed.

  • Low Priced Security Good Faith Deposit:
    For accounts owning stocks with insignificant value, a good faith deposit (GFD) of $60 is required, plus $20 for additional positions. (i.e. own 3 stocks with insignificant value, GFD=$120). This is not a fee charged up front, rather it is money set aside in an account, which could be used to pay a future commission charge or uneconomical sale processing.

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Interest Rates:

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Fees are subject to change.

 - York Securities, Inc. -