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Commission Schedule:

FINRA's Trading Activity Fee, which is the regulatory agency's tax upon securities transactions, is NOT passed along to the clients of York Securities. York absorbs this fee.

Sale transactions will include the industry-wide Security Transaction Fee at the rate of $20.70 per $U.S. million. (Fee is in accordance with Section 31 of the Securities Exchange Act of 1934. Rate effective 04/15/2019).

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Margin requirements for margin approved securities:

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Check Writing/Debit Card (Optional Features)

Corestone Account:

Corestone is an asset management account (AMA) that offers check writing, debit card, and online bill pay.
The Corestone Account is due to be retired on July 10th 2019.

Cash Plus Account:

Cash Plus is an asset management account (AMA) that offers check writing, debit card, and online bill pay.
The annual fee is $60*. (*Waived for accounts with an average credit balance exceeding $25,000 or an average debit balance exceeding $25,000.)
The Cash Plus Account replaces the Corestone Account on July 11th 2019.

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Ancillary Fees:

 Inactive Account Fee Details:

   An inactive account would meet the following criteria:
   • The account has had no settled trades subject to a commission or load charge, from January 1 through Dec 31.
   • The account had margin (debit) and/or credit (cash balance) interest of less than $100 during the calendar year.

   The following accounts are exempt from inactive account fees:
   • Accounts executing one trade (subject to a commission or load charge) that settles during the calendar year, exclusive of dividend reinvestment trades.
   • Accounts that generated at least $100 of either margin (debit) or cash (credit) interest during the calendar year.
   • Accounts classified as Corestone Gold or Platinum level.
   • Individual retirement accounts (IRAs), and other qualified retirement plan accounts for which Pershing LLC acts as custodian.
   • Accounts that maintain a FundVest mutual fund position value of at least $100,000 during the calendar year.
   • Accounts that maintain a net cash credit balance of at least $15,000 during the calendar year.

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Account Minimums:

  • $500 initial minimum for a cash account.
  • $2000 minimum equity requirement to initiate margin trading. The requirement may be met with cash or marginable securities. In a cash account the anticipated dollar amount of the purchase must be deposited before an order will be accepted.
  • If a withdrawal request is made that would bring the account equity below $500, it shall be considered an intention to close the account. Therefore all securities would need to be liquidated (or disposed of), or transferred, before the cash withdrawal request would be processed.

  • Low Priced Security Good Faith Deposit:
    For accounts owning stocks with insignificant value, a good faith deposit (GFD) of $60 is required, plus $20 for additional positions. (i.e. own 3 stocks with insignificant value, GFD=$120). This is not a fee charged up front, rather it is money set aside in an account, which could be used to pay a future commission charge or uneconomical sale processing.

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Interest Rates:

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Fees are subject to change.

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