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Documents & Forms... |
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Adobe Acrobat Reader software  (version 8.0 or higher) is required to download the forms below. If not installed on your computer, download for free from Adobe's website.
If you have questions about filling out any form, or need one mailed or faxed, please
contact us.
Note: The fastest way to open an individual, joint (rights of survivorship), custodial, or Traditional or Roth IRA account is through our Secure Online Application.
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Mail completed forms to:
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YORK SECURITIES
160 BROADWAY
FL 7 (REAR BLDG)
NEW YORK NY 10038
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Specialized New Account Applications:
Note:If online account access is desired, please also mail the 'Online Service Agreement & Signature Form' (found at bottom section of this page).
International Accounts:
- If you reside outside the USA, and do not have a USA social security number, be sure to visit the "Getting Started International" page for details on how to open an account.
Retirement Accounts (IRA's):
- Education Savings Account (ESA)
This type of account may be opened for a minor under 18, in order to save money for secondary education.
- Beneficiary IRA Application Click this link if your are the beneficiary or executor of the deceased's IRA/estate.
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Roth IRA Application
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Simple IRA Application
- TRADITIONAL, Rollover, Spousal, or SEP IRA Application
- IRA Beneficiary Designation
(PDF,42KB)
- IRA Distribution Form (PDF,88KB)
In addition to normal or mandatory distributions, this form may be used for Roth conversions, refund of excess contributions, and distributing money or stock from your IRA to another York Securities account. (This particular form may be faxed to 212-619-1593, or scan & email attachment to info@yorksec.com).
- IRA Journal Contribution Form
(PDF,6KB) Journal transfer funds from your individual taxable account to an IRA.
(This particular form may be faxed to 212-619-1593, or scan & email attachment to info@yorksec.com).
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Account Transfer Forms:
- Account Transfer Form {PDF,104KB}
- Special Transfer Registration Form {PDF,47KB}
For those who have purchased stock and wish to give a certificate to someone as a gift. Receipt of certificate takes 6 to 8 weeks.
- Wire Transfer Form (leaving York Securities) {PDF,47KB}
Transfer funds from your York Securities Account to your Bank Account via the Federal Reserve, or International SWIFT Wire System. (This particular form may be faxed to 212-619-1593, or scan & email attachment to info@yorksec.com).
- IRA Distribution Form {PDF,264KB}
In addition to normal or mandatory distributions, this form may be used for Roth conversions, refund of excess contributions, and distributing money or stock from your IRA to another York Securities account. (This particular form may be faxed to 212-619-1593, or scan & email attachment to info@yorksec.com).
- IRA Journal Contribution Form
{PDF,6KB}
Journal transfer funds from an individual taxable account to an IRA.
(This particular form may be faxed to 212-619-1593, or scan & email attachment to info@yorksec.com).
Other Documents and Forms:
- Address Change Form {PDF,46KB}
- Affidavit of Domicile {PDF,6KB}
- Dividend Reinvestment Plan {PDF,221KB}
- Householding Form (PDF,120KB)
- Limited Trading Authorization Form (PDF,372KB)
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Mail Authorization Form (PDF,5KB)
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Money Market Check Writing Signature Card (PDF,192KB)
Fill out this form to enable check writing off of your money market balance. (Subject to approval by York Securities).
- Stock Power Form (PDF,94KB)
- Stock Receipt
{PDF,15KB}
- W-9 (Request For Taxpayer Identification Number and Certification) {PDF, 71KB}
- W-8BEN
Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding.
{PDF,17KB}
Read the W-8BEN INSTRUCTIONS {PDF,56KB} (for reference only)
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Online Agreements:
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Mail completed forms to:
YORK SECURITIES
160 BROADWAY
FL 7 (REAR BLDG)
NEW YORK NY 10038
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The forms on this website were published in Adobe Acrobat 8.0 (PDF) format, which allows the user to complete the form on the screen before printing.
If you wish to access the PDF files but do not have Acrobat Reader 8.0 or higher installed on your system, you can DOWNLOAD this free software from Adobe Systems.
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