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Documents & Forms... |
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Adobe Acrobat Reader software  (version 8.0 or higher) is required to download the forms below. If not installed on your computer, download for free from Adobe's website.
If you have questions about filling out any form, or need one mailed or faxed, please
contact us.
Note: The fastest way to open an individual, joint (rights of survivorship), custodial, or Traditional or Roth IRA account is through our Secure Online Application.
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Mail completed forms to:
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YORK SECURITIES
160 BROADWAY FL 7R
NEW YORK NY 10038
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Specialized New Account Applications:
Note:If online account access is desired, please also mail the 'Online Service Agreement & Signature Form' (found at bottom section of this page).
International Accounts:
- If you reside outside the USA, and do not have a USA social security number, be sure to visit the "Getting Started International" page for details on how to open an account.
Retirement (IRA) New Account Applications:
Other IRA Forms:
- Traditional, SEP, or SIMPLE IRA Distribution Form (PDF,88KB)
In addition to normal or mandatory distributions, this form may be used for refund of excess contributions, and distributing money or stock from your IRA to another York Securities account. (This particular form may be faxed to 212-619-1593).
- For Reference only: Traditional, SEP, or SIMPLE IRA Distribution Rules & Conditions (PDF,308KB)
- Education Savings Account Withdrawal Form (PDF,39KB)
(This particular form may be faxed to 212-619-1593).
- For Reference only: Education Savings Account Rules & Conditions (PDF,37KB)
- Roth IRA Distribution Form (PDF,58KB)
In addition to normal or mandatory distributions, this form may be used for refund of excess contributions, and distributing money or stock from your Roth IRA to another York Securities account. (This particular form may be faxed to 212-619-1593).
- For Reference only: Roth IRA Distribution Rules & Conditions (PDF,101KB)
- Roth IRA Conversion Form (PDF,39KB)
Use this form to convert an IRA to a Roth IRA. (This particular form may be faxed to 212-619-1593)
- For Reference only: Roth IRA Conversion Rules & Conditions (PDF,41KB)
- IRA Journal Contribution Form
(PDF,6KB)
Journal transfer funds from your individual taxable account to an IRA.
(This particular form may be faxed to 212-619-1593).
- IRA RMD Form
(PDF,46KB)
Fill out only if required minimum distributions are required from your IRA.
- For reference only: IRA RMD Rules & Conditions
(PDF,95KB)
- IRA Beneficiary Designation
(PDF,42KB)
Use this form to add/remove IRA beneficiaries.
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Account Transfer Forms:
- Account Transfer Form {PDF,156KB}
- Wire Transfer Form (leaving York Securities) {PDF,12KB}
Transfer funds from your York Securities Account to your Bank Account via the Federal Reserve, or International SWIFT Wire System. (This particular form may be faxed to 212-619-1593).
- IRA transfers, distributions, etc: See above section for forms regarding the transfer of money/securities to or from an IRA.
Other Documents and Forms:
- Address Change Form {PDF,33KB}
- Affidavit of Domicile {PDF,74KB}
- Deposit Securities Request Form
Fill out this form when depositing certificates for Bulletin Board, Pink Sheet and unregistered securities.
{PDF,278KB}
Note: Please contact York Securities prior to submitting this form.
- Dividend Reinvestment Plan {PDF,83KB}
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DTCC Disposition Form (Dispose of securities deemed worthless/non-transferrable by Depository Trust & Clearing Corp)
- Householding Form (PDF,134KB)
- Limited Trading Authorization Form (PDF,242KB)
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Mail Authorization Form (PDF,45KB)
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Money Market Check Writing Signature Card (PDF,114KB)
Fill out this form to enable check writing off of your money market balance. (Subject to approval by York Securities).
- Stock Power Form (PDF,94KB)
- W-9 (Request For Taxpayer Identification Number and Certification) {PDF, 71KB}
- W-8BEN
Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding.
{PDF,17KB}
Read the W-8BEN INSTRUCTIONS {PDF,56KB} (for reference only)
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Online Agreements:
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Mail completed forms to:
YORK SECURITIES
160 BROADWAY FL 7R
NEW YORK NY 10038
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The forms on this website were published in Adobe Acrobat 8.0 (PDF) format, which allows the user to complete the form on the screen before printing.
If you wish to access the PDF files but do not have Acrobat Reader 8.0 or higher installed on your system, you can DOWNLOAD this free software from Adobe Systems.
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